Additional business information
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On April 11, 2023, Steven M Netzel entered into an Acceptance and Consent with the Financial Industry Regulatory Authority (FINRA). The Consent settles allegations that Steven Netzel caused his member firm's books and records to be inaccurate by submitting altered customer documents to the firm related to purchases of alternative investments; and made unsuitable recommendations to customers. Under terms of the Consent, Steven Netzel agreed to pay a civil and administrative penalty in the amount of $10,000 and pay partial restitution in the amount of $9,788.80. He has also agreed to a four month suspension from associating with any FINRA member in all capacities.
This action is final.
At-a-glance
Related Categories
Overview
Business Details
- Location of This Business
- 10450 E Riggs Rd Ste 101, Sun Lakes, AZ 85248-7759
- BBB File Opened:
- 6/23/2006
- Years in Business:
- 22
- Business Started:
- 7/9/2002
- Business Started Locally:
- 7/9/2002
- Business Incorporated:
- 8/17/2005
- Accredited Since:
- 7/20/2006
- Licensing Information:
- This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
- Type of Entity:
- Corporation
- Alternate Business Name
- Affordable Supplemental Inc
- Hours of Operation
Primary
- M:
- 8:00 AM - 5:00 PM
- T:
- 8:00 AM - 5:00 PM
- W:
- 8:00 AM - 5:00 PM
- Th:
- 8:00 AM - 5:00 PM
- F:
- 8:00 AM - 5:00 PM
- Sa:
- Closed
- Su:
- Closed
- Business Management
- Mr. Steven Michael Netzel, President
- Ms. Carole Kaye, Office Manager
- Mrs. Carol Patterson, Receptionist
- Contact Information
Principal
- Mr. Steven Michael Netzel, President
Customer Contact
- Mr. Steven Michael Netzel, President
- Mrs. Carol Patterson, Receptionist
- Additional Contact Information
Fax Numbers
- (480) 275-2037Primary Fax
Email Addresses
- Primary
Website Addresses
- (480) 275-2037
Customer Complaints
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06/25/2024
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