Business ProfileforBreakwater Equity Partners
Current Alerts For This Business
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.
On May 23, 2022, Jack D. Rose and Derek Uldricks entered into a Cease and Desist Order with the The Securities and Exchange Commission. The order settles allegations that they failed to adequately disclose conflicts of interest relating to their management of private investment funds. Under terms of the Cease and Desist Order, Jack D. Rose shall pay a civil money penalty in the amount of $75,000. Derek Uldricks shall pay a civil money penalty in the amount of $60,000
This action is final
At-a-glance
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Overview
Business Details
- Location of This Business
- 894 W Washington St, San Diego, CA 92103
- BBB File Opened:
- 1/2/2012
- Business Started:
- 1/27/2010
- Business Started Locally:
- 1/27/2010
- Type of Entity:
- Sole Proprietorship
- Alternate Business Name
- Breakwater Equity Partners LLC
- Business Management
- Mr. Phil Jemmett, CEO
- Mr. Jack Rose, Chief Strategist
- Mr. Armand Nicholi, CFO
- Contact Information
Principal
- Mr. Phil Jemmett, CEO
Customer Contact
- Mr. Phil Jemmett, CEO
- Additional Contact Information
Fax Numbers
- (858) 216-4042Primary Fax
- (858) 216-4042
Customer Complaints
0 Customer Complaints
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