BBB Accredited Business Profile

AL Locy Financial Services

AL Locy Financial Services

(209) 334-3999

AL Locy Financial Services

33 years in business
1300 W Lodi Ave Ste A10
Lodi, CA 95242-3005
Fax Numbers
  • (209) 320-3565
Additional Phone Numbers
  • (800) 456-5629
Additional Email Addresses
  • invst4u@pacbell.net
  • Info@FinancialAdvisorLocy.com
BBB File Opened: 05/06/2008
Business Started: 01/01/1984
Type of Entity
Sole Proprietorship
Business Management
  • Mr. Al Locy, Owner
Business Category
  • Insurance - Life
  • Investment Advisory Service
  • Stock & Bond Brokers

Products & Services
Al Locy Financial Services is a fee-based firm and invests client's funds using sound discretionary methods in IRA's and brokerage accounts using stocks, bonds, preferred stocks, mutual funds or ETF's. For most service a quarterly fee is charged as a percentage of assets under management, rarely a commission and never both. If there is no fee involved, an hourly rate is charged for financial advice given. There is no charge for a first consultation and many times the second or third. The client is not charged until investing with us on a fee basis or requesting financial planning only. Fee based clients are advised of the rates at the time an account is opened with Al Locy Financial Services and fees are part of the Financial Advisory Agreement.
Licensing, Bonding or Registration
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.

AL Locy Financial Services

AL Locy Financial Services

BBB ACCREDITATION SINCE 05/05/2008

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