This Business Is Not BBB Accredited

Morgan Stanley

Morgan Stanley

Morgan Stanley

94 years in business
Headquarters
1585 Broadway
New York, NY 10036-8200
Fax Numbers
  • (212) 259-1253
Additional Phone Numbers
  • (212) 761-4000
  • (212) 259-1237
  • (212) 392-3200
Additional Website Addresses
BBB File Opened: 11/18/1999
Business Started: 01/01/1923
Business Management
  • Mr. Mark Eichorn, Global Co-Head of Investment Banking
  • Mr. Greg Fleming, President of Morgan Stanley Wealth Management, President of Morgan Stanley Investment Management
  • Mr. James P. Gorman, Chairman and CEO
  • Mr. Colm Kelleher, President of Institutional Securities, CEO of Morgan Stanley International
  • Ms. Ruth Porat, Executive Vice President and CFO
  • Mr. Jim Rosenthal, Chief Operating Officer

Business Category
  • Investment Securities
Alternate Business Names
  • Morgan Stanley Smith Barney

B

Government Action

SEC Orders Morgan Stanley to Pay $13 Million Penalty for Overbilling Clients and Violating Custody Rule
The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.

On Jan. 13, 2017, the Securities and Exchange Commission announced that Morgan Stanley Smith Barney has agreed to pay a $13 million penalty to settl... Read More

BBB Reason for Ratings

BBB rating is based on 13 factors: Get the details about the factors considered.

Factors that affect the rating for Morgan Stanley include:

  • Failure to respond to 3 complaint(s) filed against business

Licensing information is provided in the BBB Business Profiles to inform the public about industries that may require professional licensing, bonding, or registration. Better Business Bureau encourages you to check with the appropriate agency to be certain any requirements are currently being met.
BBB promotes truth in advertising by contacting advertisers whose claims conflict with the BBB Code of Advertising. These claims come to our attention from our internal review of advertising, consumer complaints and competitor challenges. BBB asks advertisers to substantiate their claims, change ads to make offers more clear to consumers, and remove misleading or deceptive statements.
BBB reports on known significant government actions involving the business's marketplace conduct.
BBB reports on a company that is out of business for three years from the date the company closes its doors or ceases to do business.
BBB reports on unauthorized use of the Better Business Bureau's name and/or logo for as long as the business continues to use it in any advertising, or for one year after the business ceases any repeated unauthorized uses.
BBB reports on a business’s bankruptcy as long as the business remains in bankruptcy.
BBB reports when mail sent to the business was returned by the Postal Service.

Morgan Stanley

This Business Is Not BBB Accredited

Morgan Stanley

Customer Review Rating:

100%

Composite Score: