This Business Is Not BBB Accredited

UBS Financial Services, Inc.

UBS Financial Services, Inc.

(937) 223-3141

UBS Financial Services, Inc.

36 years in business
110 N. Main St.,
Ste. 1600
Dayton, OH 45402
Additional Phone Numbers
  • (937) 420-1300
  • (800) 949-2723
  • (800) 634-3870
  • (937) 658-2581
Additional Website Addresses
BBB File Opened: 07/05/2012
Business Started: 06/01/1980
Business Started Locally: 06/01/1980
Type of Entity
Contact Information
  • Principal: Mr. Timothy O. Cornell, Managing Director/Branch Manager
  • Ms. Holly Banford, Administrative Manager
  • Mr. Geoff Merl, Assistant Manager
  • Ms. Brandy Risheill
  • Mr. Timothy W. Van Simaeys, Director/Branch Manager
Business Category
  • Financial Planning Consultants
  • Investment Securities
  • Retirement Planning Service
  • Investment Management
  • Investment Seminars
  • Consultant - Employee Benefit Plans
  • Estate Planning & Management
  • Employee Benefit Plans

Products & Services
This company provides financial management and investment strategies for retirement planning.
Licensing, Bonding or Registration
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
Number of Employees: 


BBB Reason for Ratings

BBB rating is based on 13 factors: Get the details about the factors considered.

Based on BBB files, this business has a BBB Rating of No Rating. The reason is as follows:
This business has no rating because complaints against it are handled by another BBB.

Licensing information is provided in the BBB Business Profiles to inform the public about industries that may require professional licensing, bonding, or registration. Better Business Bureau encourages you to check with the appropriate agency to be certain any requirements are currently being met.

BBB promotes truth in advertising by contacting advertisers whose claims conflict with the BBB Code of Advertising. These claims come to our attention from our internal review of advertising, consumer complaints and competitor challenges. BBB asks advertisers to substantiate their claims, change ads to make offers more clear to consumers, and remove misleading or deceptive statements.

BBB reports on known significant government actions involving the business's marketplace conduct.

BBB reports on a company that is out of business for three years from the date the company closes its doors or ceases to do business.

BBB reports on unauthorized use of the Better Business Bureau's name and/or logo for as long as the business continues to use it in any advertising, or for one year after the business ceases any repeated unauthorized uses.

BBB reports on a business’s bankruptcy as long as the business remains in bankruptcy.

BBB reports when mail sent to the business was returned by the Postal Service.

UBS Financial Services, Inc.


UBS Financial Services, Inc.