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Cetera Financial Specialists Services LLC

Cetera Financial Specialists Services LLC

(800) 879-8100

Cetera Financial Specialists Services LLC

13 years in business
200 N Martingale Rd Fl 7
Schaumburg, IL 60173
Fax Numbers
  • (603) 571-4012
Additional Email Addresses
  • joinus@ceterafs.com
BBB File Opened: 01/02/2018
Business Started: 05/31/2005
Business Incorporated: 11/29/2012 in IL
Type of Entity
Limited Liability Company (LLC)
Business Management
  • Mr. James Ballard, Vice President
  • Mr. Adam Antoniades, Manager
  • Mrs. Catherine Bonneau, Manager
Business Category
  • Financial Services
  • Investment Advisory Services
  • Investment Management
  • Business Brokers

Licensing, Bonding or Registration
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.

A-

Government Action

FINRA Letter of Acceptance, Waiver and Consent

The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.

August 21, 2017 – An AWC was issued in which the firm was censured and required to provide FINRA with a remediation plan to remediate eligible customers who qualified for, but did not receive, an applicable... Read More

BBB Reason for Ratings

BBB rating is based on 13 factors: Get the details about the factors considered.

Factors that affect the rating for Cetera Financial Specialists Services LLC include:

  • Government action(s) against the business

Licensing information is provided in the BBB Business Profiles to inform the public about industries that may require professional licensing, bonding, or registration. Better Business Bureau encourages you to check with the appropriate agency to be certain any requirements are currently being met.
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BBB reports on known significant government actions involving the business's marketplace conduct.
BBB reports on a company that is out of business for one year from the date the company closes its doors or ceases to do business.
BBB reports on unauthorized use of the Better Business Bureau's name and/or logo for as long as the business continues to use it in any advertising, or for one year after the business ceases any repeated unauthorized uses.
BBB reports on a business’s bankruptcy as long as the business remains in bankruptcy.
BBB reports when mail sent to the business was returned by the Postal Service.

Cetera Financial Specialists Services LLC

This Business Is Not BBB Accredited

Cetera Financial Specialists Services LLC

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