This Business Is Not BBB Accredited

LPL Financial

LPL Financial

(800) 877-7210

LPL Financial

45 years in business
4707 Executive Dr
San Diego, CA 92121-3091
Additional Phone Numbers
  • (978) 392-9111
Additional Email Addresses
  • gary.hultgren@lpl.com
BBB File Opened: 11/17/1995
Business Started: 03/01/1972
Business Started Locally: 03/25/2011
Business Incorporated: 11/15/2010 in CA
Type of Entity
Corporation
Business Management
  • Mr. Mark Cassidy, Chairman and CEO
  • Mr. Gary W. Hultgren, President
  • Ms. Melissa Ruble, Executive Assistant
Business Category
  • Financial Planning Consultants
  • Financial Services
  • NAICS: Miscellaneous Financial Investment Activities

Alternate Business Names
  • Linsco/Private Ledger Financial Services
  • LPL Financial LLC
Licensing, Bonding or Registration
This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
Number of Employees: 
3,400

A+

Government Action

Massachusetts Attorney General vs. LPL Fiancial, LLC

The following describes a government action that has been resolved by either a settlement or a decision by a court or administrative agency. If the matter is being appealed, it will be noted below.

On 9/23/2015 the Massachusetts Attorney General's office announced a settlement with LPL Financial, LLC.  Under the terms of the settlement, the business will pay $1.8 million to settle allegations it... Read More

Overview

This company offers proprietary technology, comprehensive clearing, practice management programs and training, and independent research.

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BBB Reason for Ratings

BBB rating is based on 13 factors: Get the details about the factors considered.

Licensing information is provided in the BBB Business Profiles to inform the public about industries that may require professional licensing, bonding, or registration. Better Business Bureau encourages you to check with the appropriate agency to be certain any requirements are currently being met.
BBB promotes truth in advertising by contacting advertisers whose claims conflict with the BBB Code of Advertising. These claims come to our attention from our internal review of advertising, consumer complaints and competitor challenges. BBB asks advertisers to substantiate their claims, change ads to make offers more clear to consumers, and remove misleading or deceptive statements.
BBB reports on known significant government actions involving the business's marketplace conduct.
BBB reports on a company that is out of business for three years from the date the company closes its doors or ceases to do business.
BBB reports on unauthorized use of the Better Business Bureau's name and/or logo for as long as the business continues to use it in any advertising, or for one year after the business ceases any repeated unauthorized uses.
BBB reports on a business’s bankruptcy as long as the business remains in bankruptcy.
BBB reports when mail sent to the business was returned by the Postal Service.

LPL Financial

THIS BUSINESS IS NOT BBB ACCREDITED

LPL Financial