BBB Logo

Better Business Bureau ®
Start With Trust®
Northeast California

BBB Accredited Business since

AL Locy Financial Services

Phone: (209) 334-3999 View Additional Phone Numbers 1300 W Lodi Ave Ste A10, Lodi, CA 95242 http://www.financialadvisorlocy.com

BBB Business Reviews may not be reproduced for sales or promotional purposes.

BBB Accreditation

A BBB Accredited Business since

BBB has determined that AL Locy Financial Services meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses pay a fee for accreditation review/monitoring and for support of BBB services to the public.

BBB accreditation does not mean that the business' products or services have been evaluated or endorsed by BBB, or that BBB has made a determination as to the business' product quality or competency in performing services.

Reason for Rating

BBB rating is based on 16 factors. Get the details about the factors considered.

Factors that raised the rating for AL Locy Financial Services include:

  • Length of time business has been operating.
  • No complaints filed with BBB.
  • BBB has sufficient background information on this business.


Customer Complaints Summary

0 complaints closed with BBB in last 3 years | 0 closed in last 12 months
Complaint Type Total Closed Complaints
Advertising/Sales Issues 0
Billing/Collection Issues 0
Delivery Issues 0
Guarantee/Warranty Issues 0
Problems with Product/Service 0
Total Closed Complaints 0

Customer Reviews Summary Read customer reviews

0 Customer Reviews on AL Locy Financial Services
Customer Experience Total Customer Reviews
Positive Experience 0
Neutral Experience 0
Negative Experience 0
Total Customer Reviews 0

Additional Information

top
BBB file opened: May 06, 2008 Business started: 01/01/1984 in CA Business started locally: 01/01/1984
Licensing, Bonding or Registration

This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.

These agencies may include:

Investment Firms & Security Brokers
(Regulated by the State Dept. Of Corporations), Sacramento CA 95814
Phone Number: (916) 445-7205

Department of Insurance
CA 94105
www.insurance.ca.gov
Phone Number: (800) 927-4357

Type of Entity

Sole Proprietorship

Business Management
Mr. Al Locy, Owner
Contact Information
Principal: Mr. Al Locy, Owner
Business Category

Insurance - Life Investment Advisory Service Stock & Bond Brokers

Products & Services

Al Locy Financial Services is a fee-based firm and invests client's funds using sound discretionary methods in IRA's and brokerage accounts using stocks, bonds, preferred stocks, mutual funds or ETF's. For most service a quarterly fee is charged as a percentage of assets under management, rarely a commission and never both. If there is no fee involved, an hourly rate is charged for financial advice given. There is no charge for a first consultation and many times the second or third. The client is not charged until investing with us on a fee basis or requesting financial planning only. Fee based clients are advised of the rates at the time an account is opened with Al Locy Financial Services and fees are part of the Financial Advisory Agreement.


Additional Locations

  • 1300 W Lodi Ave Ste A10

    Lodi, CA 95242 (800) 456-5629

X

What is a BBB Business Review?

We offer free reviews on businesses that include background, licensing, consumer experience and other information such as governmental actions that is known to BBB. These reviews are provided for businesses that are BBB accredited and also for businesses that are not BBB accredited.

X

About BBB Business Review Content & Services:

Some Better Business Bureaus offer additional content & services in BBB Business Reviews.
The additional content & services are typically regional in nature or, in some cases, a new product or service that is being tested prior to a more general release.
Not all enhanced content & services are available at all Better Business Bureaus.

Professional AffiliationsX
X

Types of Complaints Handled by BBB

BBB handles the following types of complaints between businesses and their customers so long as they are not, or have not been, litigated:

  • Advertising or Sales
  • Billing or Collection
  • Problems with Products or Services
  • Delivery
  • Guarantee or Warranty

We do not handle workplace disputes, discrimination claims or claims about the quality of health or legal services.

X

BBB Complaint Process

Your complaint will be forwarded to the business within two business days. The business will be asked to respond within 14 days, and if a response is not received, a second request will be made. You will be notified of the business's response when we receive it (or notified that we received no response). Complaints are usually closed within 30 business days.

X

What is BBB Advertising Review?

BBB promotes truth in advertising by contacting advertisers whose claims conflict with the BBB Code of Advertising. These claims come to our attention from our internal review of advertising, consumer complaints and competitor challenges. BBB asks advertisers to prove their claims, change ads to make offers more clear to consumers, and remove misleading or deceptive statements.

X

What government actions does BBB report on?

BBB reports on known significant government actions involving business' marketplace conduct.

X

Thank you for your feedback!

Help us improve by taking our survey.

X

BBB Reporting Policy

As a matter of policy, BBB does not endorse any product, service or business.

BBB Business Reviews are provided solely to assist you in exercising your own best judgment. Information in this BBB Business Review is believed reliable but not guaranteed as to accuracy.

BBB business Reviews generally cover a three-year reporting period. BBB Business Reviews are subject to change at any time.

X

Additional Phone Numbers

  • (800) 456-5629(Phone)
  • (209) 320-3565 (Fax)
Find a LocationX

  Change Location
Show Only Accredited Locations