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BBB Business Review

BBB Accredited Business since 6/1/1948

J.J.B. Hilliard, W.L. Lyons, LLC

Additional Locations

Phone: (502) 588-8400 Fax: (502) 585-8901 View Additional Phone Numbers 500 West Jefferson  PNC Building, Louisville, KY 40202 http://www.hilliard.com

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Description

Hilliard Lyons has operated since 1854, offering financial services to individuals and businesses.  The firm offers investment solutions and customized wealth management plans, specializing in planning issues that include retirement, business succession, trust and estate planning and education funding. Hilliard Lyons offers investments including professionally managed accounts, stocks, bonds, options, mutual funds, annuities and insurance.

BBB Accreditation

A BBB Accredited Business since 6/1/1948

BBB has determined that J.J.B. Hilliard, W.L. Lyons, LLC meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses pay a fee for accreditation review/monitoring and for support of BBB services to the public.

BBB accreditation does not mean that the business' products or services have been evaluated or endorsed by BBB, or that BBB has made a determination as to the business' product quality or competency in performing services.

Reason for Rating

BBB rating is based on 16 factors. Get the details about the factors considered.

Factors that raised the rating for J.J.B. Hilliard, W.L. Lyons, LLC include:

  • Length of time business has been operating.
  • Complaint volume filed with BBB for business of this size.
  • Response to 1 complaint(s) filed against business.
  • Resolution of complaint(s) filed against business.
  • BBB has sufficient background information on this business.

Customer Complaints Summary Read complaint details

1 complaint closed with BBB in last 3 years | 1 closed in last 12 months
Complaint Type Total Closed Complaints
Advertising/Sales Issues 0
Billing/Collection Issues 0
Delivery Issues 0
Guarantee/Warranty Issues 0
Problems with Product/Service 1
Total Closed Complaints 1

Customer Reviews Summary Read customer reviews

0 Customer Reviews on J.J.B. Hilliard, W.L. Lyons, LLC
Customer Experience Total Customer Reviews
Positive Experience 0
Neutral Experience 0
Negative Experience 0
Total Customer Reviews 0

Additional Information

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BBB file opened: September 01, 1965 Business started: 01/01/1854 Business incorporated: 04/01/2008 in KY
Type of Entity

Corporation

Business Management
Mr. James R. Allen, Chairman and CEO Mr. Darryl Metzger, Executive Vice President | Director, Private Client Group Mr. Wes Ringo, Chief Compliance Officer
Contact Information
Customer Contact: Mr. Wes Ringo, Chief Compliance Officer Principal: Mr. James R. Allen, Chairman and CEO
Business Category

STOCK & BOND BROKERS INVESTMENT SECURITIES FINANCIAL PLANNING CONSULTANTS

Alternate Business Names
Hilliard Lyons Hilliard Lyons Trust Company, LLC Hilliard Lyons Capital Management, LLC
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Types of Complaints Handled by BBB

BBB handles the following types of complaints between businesses and their customers so long as they are not, or have not been, litigated:

We do not handle workplace disputes, discrimination claims or claims about the quality of health or legal services.

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BBB Complaint Process

Your complaint will be forwarded to the business within two business days. The business will be asked to respond within 14 days, and if a response is not received, a second request will be made. You will be notified of the business's response when we receive it (or notified that we received no response). Complaints are usually closed within 30 business days.

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