BBB Business Review
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Financial & Investment Management Group, Ltd.
Phone: (808) 871-1006 Fax: (808) 871-1433 444 Hana Hwy., Suite #D, Kahului, HI 96732
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This company offers money management, financial planning and investment advisory services.
This business is not BBB accredited.
Businesses are under no obligation to seek BBB accreditation, and some businesses are not accredited because they have not sought BBB accreditation.
To be accredited by BBB, a business must apply for accreditation and BBB must determine that the business meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses must pay a fee for accreditation review/monitoring and for support of BBB services to the public.
Reason for Rating
BBB rating is based on 13 factors. Get the details about the factors considered.
Factors that raised the rating for Financial & Investment Management Group, Ltd. include:
- Length of time business has been operating
- No complaints filed with BBB
Customer Complaints Summary
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Customer Reviews Summary Read customer reviews
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Licensing, Bonding or Registration
This business is in an industry that may require professional licensing, bonding
or registration. BBB encourages you to check with the appropriate agency to be certain
any requirements are currently being met.
These agencies may include:
Type of Entity
Business ManagementMr. Barry A. Hyman, Vice President/Branch Mgr Mrs. Cathy Howard, Office Manager Mr. Paul H. Sutherland, President
Investment Advisory Service Financial Planning Consultants
Please be advised that this type of business is regulated either by the U.S. Securities and Exchange Commission or by the State of Hawaii, depending on the amount of funds the business controls, and requires a license that is issued by National Association of Security Dealers (NASD). The BBB highly recommends you do business with appropriately licensed companies. You may call the State of Hawaii's Department of Commerce and Consumer Affairs Securities Compliance Division at (808)586-2722 for the most current and accurate information regarding this company's license. You may also obtain the licensing information at NASD's website at http://www.nasd.com.