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Financial & Investment Management Group, Ltd.

Phone: (808) 871-1006 Fax: (808) 871-1433 444 Hana Hwy., Suite #D, Kahului, HI 96732 http://www.fimg.net

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Description

This company offers money management, financial planning and investment advisory services.

BBB Accreditation

This business is not BBB accredited.

Businesses are under no obligation to seek BBB accreditation, and some businesses are not accredited because they have not sought BBB accreditation.

To be accredited by BBB, a business must apply for accreditation and BBB must determine that the business meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses must pay a fee for accreditation review/monitoring and for support of BBB services to the public.

Reason for Rating

BBB rating is based on 13 factors. Get the details about the factors considered.

Factors that raised the rating for Financial & Investment Management Group, Ltd. include:

  • Length of time business has been operating
  • No complaints filed with BBB


Customer Complaints Summary

0 complaints closed with BBB in last 3 years | 0 closed in last 12 months
Complaint Type Total Closed Complaints
Advertising/Sales Issues 0
Billing/Collection Issues 0
Delivery Issues 0
Guarantee/Warranty Issues 0
Problems with Product/Service 0
Total Closed Complaints 0

Customer Reviews Summary Read customer reviews

0 Customer Reviews on Financial & Investment Management Group, Ltd.
Customer Experience Total Customer Reviews
Positive Experience 0
Neutral Experience 0
Negative Experience 0
Total Customer Reviews 0

Additional Information

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BBB file opened: July 28, 2005 Business started: 06/01/1984 Business started locally: 06/01/1984 Business incorporated: 01/29/1997 in MI
Licensing, Bonding or Registration

This business is in an industry that may require professional licensing, bonding or registration. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.

These agencies may include:

Securities and Exchange Commission
5670 Wilshire Blvd 11th Floor, Los Angeles CA 90036
www.sec.gov/
Phone Number: (323) 965-3998
publicinfo@sec.gov
The number is CRD #109811.

Type of Entity

Corporation

Business Management
Mr. Barry A. Hyman, Vice President/Branch Mgr Mrs. Cathy Howard, Office Manager Mr. Paul H. Sutherland, President
Contact Information
Principal: Mr. Barry A. Hyman, Vice President/Branch Mgr
Business Category

Investment Advisory Service Financial Planning Consultants

Licensing

Please be advised that this type of business is regulated either by the U.S. Securities and Exchange Commission or by the State of Hawaii, depending on the amount of funds the business controls, and requires a license that is issued by National Association of Security Dealers (NASD). The BBB highly recommends you do business with appropriately licensed companies. You may call the State of Hawaii's Department of Commerce and Consumer Affairs Securities Compliance Division at (808)586-2722 for the most current and accurate information regarding this company's license. You may also obtain the licensing information at NASD's website at http://www.nasd.com.

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Types of Complaints Handled by BBB

BBB handles the following types of complaints between businesses and their customers so long as they are not, or have not been, litigated:

We do not handle workplace disputes, discrimination claims or claims about the quality of health or legal services.

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BBB Complaint Process

Your complaint will be forwarded to the business within two business days. The business will be asked to respond within 14 days, and if a response is not received, a second request will be made. You will be notified of the business's response when we receive it (or notified that we received no response). Complaints are usually closed within 30 business days.

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What government actions does BBB report on?

BBB reports on known significant government actions involving business' marketplace conduct.

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