BBB Business Review

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BBB Accredited Business since 09/30/2010

DAY Financial Group, Inc.

Phone: (410) 290-1000Fax: (410) 799-5699View Additional Phone Numbers7230 Lee Deforest Dr Ste 203, ColumbiaMD 21046-3249 Send email to DAY Financial Group, Inc.

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Description

This company provides investment services, financial planning, insurance and estate planning with securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC.
www.finra.org www.sipc.org

BBB Accreditation

A BBB Accredited Business since 09/30/2010

BBB has determined that DAY Financial Group, Inc. meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses pay a fee for accreditation review/monitoring and for support of BBB services to the public.

BBB accreditation does not mean that the business' products or services have been evaluated or endorsed by BBB, or that BBB has made a determination as to the business' product quality or competency in performing services.

Reason for Rating

BBB rating is based on 13 factors. Get the details about the factors considered.

Factors that raised DAY Financial Group, Inc.'s rating include:

  • Length of time business has been operating.
  • No complaints filed with BBB.

Customer Complaints Summary

0 complaints closed with BBB in last 3 years | 0 closed in last 12 months
Complaint TypeTotal Closed Complaints
Advertising / Sales Issues0
Billing / Collection Issues0
Problems with Product / Service0
Delivery Issues0
Guarantee / Warranty Issues0
Total Closed Complaints 0

Customer Reviews Summary Read customer reviews

0 Customer Reviews Customer Reviews on DAY Financial Group, Inc.

Customer Experience Total Customer Reviews
Positive Experience
Neutral Experience
Negative Experience
Total Customer Reviews 0 Customer Reviews

Additional Information

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If a business refers you to another company or uses sub-contractors, BBB recommends that you research that company including reviewing their BBB business review.

* According to the company's website, "Securities and advisory services are offered through LPL Financial, a Registered Investment Advisor,Member FINRA/SIPC" (Link: http://www.daywealthmanagement.com/)

BBB file opened: 09/27/2010Business started: 11/01/1992
Licensing, Bonding or Registration

This company is in an industry that may require licensing, bonding or registration in order to lawfully do business. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.

These agencies may include:

Maryland Insurance Administration
525 St Paul St
Baltimore, MD21202-2213
(410) 468-2000
http://www.mdinsurance.state.md.us

FINRA- Financial Industry Regulatory Authority
1735 K St NW
Washington, DC20006-1506
(301) 590-6500
http://www.finra.org

BBB records show a license number of 57307 for this company, issued by Maryland Insurance Administration. Their web address is http://www.mdinsurance.state.md.us. The expiration date of this license is 06/30/2015. This license is in the name of John E. Day.

Type: Resident Producer Individual

Check License Status: https://sbs-md.naic.org/Lion-Web/jsp/sbsreports/AgentLookup.jsp57307

Please note that governmental licensing information may not be current.

BBB records show a license number of 2419492 for this company, issued by FINRA- Financial Industry Regulatory Authority. Their web address is http://www.finra.org. This license is in the name of John E. Day Jr.

Type: Broker

BBB records show a license number of 6413 for this company, issued by FINRA- Financial Industry Regulatory Authority. Their web address is http://www.finra.org. This license is in the name of LPL Financial LLC.

Type: Brokerage Firm

Type of Entity

Corporation

Incorporated: March 2003, MD

Contact Information
Principal: Mr. John Day (President)Customer Contact: Ms. Marlene Day (Operations Manager)
Number of Employees

5

Business Category

Financial Planning Consultants, Estate Planning & Management, Insurance Services, Investment Advisory Service, Annuities, Insurance - Long Term Care, Insurance - Life, Insurance - Health

Products & Services

This company offers securities and advisory services including managed asset plans, tax-advantage investing, retirement planning, investment portfolio analysis, estate planning and long-term care planning.

Service Area

Serving a list of states in which the company states they are registered to do business can be found on the company's web site at www.daywealthmanagement.com

Industry Tips
Choosing a Health Insurance Plan

As a matter of policy, BBB does not endorse any product, service or business.

BBB Business Reviews are provided solely to assist you in exercising your own best judgment. Information in this BBB Business Review is believed reliable but not guaranteed as to accuracy.

BBB Business Reviews generally cover a three-year reporting period. BBB Business Reviews are subject to change at any time.

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What is a BBB Business Review?

We offer free reviews on businesses that include background, licensing, consumer experience and other information such as governmental actions that is known to BBB. These reviews are provided for businesses that are BBB accredited and also for businesses that are not BBB accredited.

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BBB Reporting Policy

As a matter of policy, BBB does not endorse any product, service or business.

BBB Business Reviews are provided solely to assist you in exercising your own best judgment. Information in this BBB Business Review is believed reliable but not guaranteed as to accuracy.

BBB Business Reviews generally cover a three-year reporting period. BBB Business Reviews are subject to change at any time.