BBB Accredited Business since 09/30/2010
BBB Business Reviews may not be reproduced for sales or promotional purposes.
This company provides investment services, financial planning, insurance and estate planning with securities and advisory services offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC.
Request a Quote
A BBB Accredited Business since 09/30/2010
BBB has determined that DAY Financial Group, Inc. meets BBB accreditation standards, which include a commitment to make a good faith effort to resolve any consumer complaints. BBB Accredited Businesses pay a fee for accreditation review/monitoring and for support of BBB services to the public.
BBB accreditation does not mean that the business' products or services have been evaluated or endorsed by BBB, or that BBB has made a determination as to the business' product quality or competency in performing services.
Reason for Rating
BBB rating is based on 13 factors. Get the details about the factors considered.
Factors that raised DAY Financial Group, Inc.'s rating include:
- Length of time business has been operating.
- No complaints filed with BBB.
Customer Complaints Summary
|Complaint Type||Total Closed Complaints|
|Advertising / Sales Issues||0|
|Billing / Collection Issues||0|
|Problems with Product / Service||0|
|Guarantee / Warranty Issues||0|
|Total Closed Complaints||0|
Customer Reviews Summary Read customer reviews
0 Customer Reviews Customer Reviews on DAY Financial Group, Inc.
|Customer Experience||Total Customer Reviews|
|Total Customer Reviews||0 Customer Reviews|
If a business refers you to another company or uses sub-contractors, BBB recommends that you research that company including reviewing their BBB business review.
* According to the company's website, "Securities and advisory services are offered through LPL Financial, a Registered Investment Advisor,Member FINRA/SIPC" (Link: http://www.daywealthmanagement.com/)BBB file opened: 09/27/2010Business started: 11/01/1992
Licensing, Bonding or Registration
This company is in an industry that may require licensing, bonding or registration in order to lawfully do business. BBB encourages you to check with the appropriate agency to be certain any requirements are currently being met.
These agencies may include:Maryland Insurance Administration
525 St Paul St
FINRA- Financial Industry Regulatory Authority
1735 K St NW
BBB records show a license number of 57307 for this company, issued by Maryland Insurance Administration. Their web address is http://www.mdinsurance.state.md.us. The expiration date of this license is 06/30/2015. This license is in the name of John E. Day.Type: Resident Producer Individual
Check License Status: https://sbs-md.naic.org/Lion-Web/jsp/sbsreports/AgentLookup.jsp57307
Please note that governmental licensing information may not be current.
BBB records show a license number of 2419492 for this company, issued by FINRA- Financial Industry Regulatory Authority. Their web address is http://www.finra.org. This license is in the name of John E. Day Jr.Type: Broker
BBB records show a license number of 6413 for this company, issued by FINRA- Financial Industry Regulatory Authority. Their web address is http://www.finra.org. This license is in the name of LPL Financial LLC.Type: Brokerage Firm
Type of Entity
Incorporated: March 2003, MD
Contact InformationPrincipal: Mr. John Day (President)Customer Contact: Ms. Marlene Day (Operations Manager)
Number of Employees
Financial Planning Consultants, Estate Planning & Management, Insurance Services, Investment Advisory Service, Annuities, Insurance - Long Term Care, Insurance - Life, Insurance - Health
Products & Services
This company offers securities and advisory services including managed asset plans, tax-advantage investing, retirement planning, investment portfolio analysis, estate planning and long-term care planning.
Serving a list of states in which the company states they are registered to do business can be found on the company's web site at www.daywealthmanagement.com